Search
Form D Search
Form NF-UIT Search
Franchise Search
FormNF-MF Search
About
What is EFD?
State Participation
ACH Payment Help
Fees & Requirements
• Form D
• Form NF-UIT
Terms & Conditions
Privacy Policy
Support
FAQ
EFD Support
Regulator Contacts
• Form D Regulators
• NF UIT Regulators
• Franchise Regulators
• Mutual Fund Regulators
EFD System Enhancment Request
Test
Overview
Notifications
Manage Emails
Change Password
Support Verification
Filer Home
My Groups
Regulator Home
Regulators
State Holiday List
NASAA
Statistics
NASAA
Statistics
Log off
Register
Log in
Search
Tools
Recent Activity
Receipts Center
Cancelable Payments
Form D
Deficient Notices
Draft Notices
Expiring Notices
Notice History
Active Notices
Inactive Notices
Withdrawn Notices
Terminated Notices
UIT
UIT Drafts
UIT Recent
UIT Configurations
Pre-Effective Notices
Actionable Notices
UIT Payment Carts
Deficient Notices
UIT Sponsors
UIT Notice Import
API Submissions
Mutual Fund
Browse Drafts
Add NF
Pre-Effective Notices
Carts
API Submissions
UFT
Search
Create New UFT Offering
UFT Carts
Franchise
New
In Progress Filings
Active Filings
Inactive Filings
Carts
Tools
Deficiency Center
Disbursement Center
Regulators
Form D
Notice Review
Expired Notices
Deficiency Review
Notice Activity
Notice History
Reports
UIT
Notice Review
Expired Notices
Deficiency Review
Notice Activity
Add Notice
Pre-Effective Notices
Notice History
Data Import
Reports
Mutual Funds
Review Queue
Deficiency Review Queue
Expiration Review Queue
Contact Change Queue
Pre-Effective Queue
Add MF
MF Upload
Reports
UFT
UFT Search
Notice Review
Reports
Franchise
Applications
Application Review
Expired Applications
Deficiency Review
Reports
Add State Comments
EFD
Regulators
Form NF MF Reports
Statistics
Regulators Reports
Form NF Mutual Fund
Statistics
Report Filters:
Time Period From:
Through:
Issuer:
CRD #:
Type of Notice:
-- Select A Notice Type --
New Notice
Amendment Notice
Renewal Notice
Termination Notice
Withdrawal Notice
Search
Clear
Excel
PDF
Notice Types
Notice Actions
Monies Collected
×
Leaving the EFD Site
Please note that you are navigating away from EFD, and going to an external third-party website.