The NASAA Electronic Filing Depository allows filers and issuers the ability to quickly submit filing notices, fees, and forms to States, U.S. Territories and Jurisdictions.

Announcements

NASAA’s Electronic Filing Depository System Expanded to Accept Additional Corporation Finance Filings
The EFD System has been expanded to allow the electronic submission of various corporation finance filings and associated state fees to participating jurisdictions. Through the new functionality, referred to as “Universal Filing Type” (UFT), filers can submit registrations by coordination and qualification, Regulation A (Tier 1 and Tier 2), state and federal crowdfunding notices, Reg D -Rule 504 and franchise filings. The expanded functionality also facilitates the filing of state specific forms (e.g. issuer agent registrations) where applicable. A list of the participating jurisdictions and their accepted filings is accessible here.

UFT Filer Training Session Tuesday, June 2 at 1:00pm ET
A Filer training webinar will be held on Tuesday, June 2 at 1:00pm ET for a system walkthrough of the new Universal Filing functionality. Members of the EFD Support Staff will be available to answer questions and provide guidance regarding system use and filing submission. To register for the training please follow this link: Training Registration.

Filers & Issuers

Filers & Issuers

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State Participation

State Participation

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