The NASAA Electronic Filing Depository allows filers and issuers the ability to quickly submit filing notices, fees, and forms to States, U.S. Territories and Jurisdictions.

Announcements

  • Effective January 1, 2020, Form D and NF-UIT system use fees will increase from $155 to $160. The increase in system use fees will offset EFD system administration, maintenance and oversight. For more information on the fee increase please contact efd@nasaa.org or call 202-737-0900.

  • The State of Maine no longer accepts Form D filings submitted through the EFD System. Form D filings must be submitted directly to the Maine Department of Professional & Financial Regulation, Office of Securities. For more information on Form D filings in Maine, please contact the Maine Office of Securities at 207-624-8551.

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