NASAA’s Electronic Filing Depository System Expanded to Accept Additional Corporation Finance Filings
The EFD System has been expanded to allow the electronic submission of various corporation finance filings and associated state fees to participating jurisdictions. Through the new functionality, referred to as “Universal Filing Type” (UFT), filers can submit registrations by coordination and qualification, Regulation A (Tier 1 and Tier 2), state and federal crowdfunding notices, Reg D -Rule 504, franchise and mutual fund filings. The expanded functionality also facilitates the filing of state specific forms (e.g. issuer agent registrations) where applicable.