The NASAA Electronic Filing Depository allows filers and issuers the ability to quickly submit filing notices, fees, and forms to States, U.S. Territories and Jurisdictions.

Announcements

Please be advised that beginning on October 19, 2019, the State of Maine will no longer accept Form D filings submitted through the EFD System. The EFD System will continue to process Form D filings for the State of Maine until 5:00 Central Time on October 18, 2019, after which Form D filings must be submitted directly to the Maine Department of Professional & Financial Regulation, Office of Securities. For more information on Form D filings in Maine, please contact the Maine Office of Securities at 207-624-8551.

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