Regulator Contact Information Mutual Funds

Alaska

Tom Stevens 
Financial Registration Examiner
907-465-5448    

Louisiana

Levin Walker
Compliance Examiner/Reviewer
225-925-7578

Massachusetts

Peter Cassidy
Chief of Corporate Finance

Montana

Rochell Standish
Paralegal
406-444-3473

Rochell.standish2@mt.gov

New Jersey

Susan B. Largman
Director of Registration
973-504-3609

North Dakota

Candace Johnson
Securities Examiner
701-328-2923

Rhode Island

Don DeFedele

Associate Director
(401) 462-9586

Tennessee

April Odom
Director of Registration
615-532-4895
April.x.odom@tn.gov

Vermont

Noel Hudson
Director of Capital Markets
802-828-0727
Noel.hudson@vermont.gov

Virginia

Patricia Duvall
Office Supervisor
804-371-9276