Regulator Contact Information Mutual Funds

Alabama

Tina Tell
Registration Manager
334-353-7143

Alaska

Tom Stevens
Financial Registration Supervisor
907-465-5448

Arizona

Phong (Paul) Huynh
Director of Registration & Compliance
602-542-0908

Connecticut

William Olesky
Principal Financial Examiner
860-240-8240

Delaware

Craig Weldon
Chief Special Investigator
302-683-8852

Georgia

Noula Zaharis
Assistant Commissioner of Securities
470-312-2787

Idaho

Valerie Shell
Securities Technician
208-332-8074

Louisiana

Levin Walker
Compliance Examiner Reviewer
255-925-7578

Maryland

Debra Luiza-Lee
Systems Administrator
410-576-6951

Massachusetts

Peter Cassidy
Chief of Corporate Finance
612-727-3548

Minnesota

Amanda Kelting
Chief Securities Director
651-539-1723

Montana

Emily Nichols
Examiner
406-444-7834

Nebraska

Mike Cameron
Department Counsel
402-471-2171

New Jersey

Susan Largman
Director of Registration
973-504-3609

North Dakota

Candace Johnson
Securities Examiner
701-328-2923

Pennsylvania

Don Piesik
Director
717-425-5481

Puerto Rico

Mariel Martinez
Deputy Assistant Commissioner
787-723-3131 x2309

Rhode Island

Don DeFedele
Associate Director/Chief Securities
401-462-9586

South Carolina

Pamela Kirkland
Director of Registration
803-734-4072

Tennessee

April Odom
Director of Registration
615-532-4895

Vermont

Noel Hudson
Director of Capital Markets
802-828-0727

Virginia

Patricia Duvall
Office Supervisor
804-371-9276

West Virginia

Dan Reed
304-558-2261 x3127

Wisconsin

Deborah Fabritz
Director - Professional Registration & Compliance
608-266-3414